The following information includes all information which is required to be disclosed in accordance with Rule 26 of the AIM Rules.
This information was last updated on 8 March 2021.
| Tertiary Minerals plc | |
| Country of Incorporation and Main Country of Operation | England & Wales |
| Trading Platforms | AIM – London Stock Exchange |
| Trading Symbol | TYM |
| Sector | Mining |
| Sub-sector | General Mining |
| Description | Tertiary Minerals plc is an AIM-traded mineral exploration and development company |
| Main Activities | Building and developing a multi-commodity project portfolio including precious metals, base metals and industrial minerals |
| Takeover Code | The Company is subject to the City Code on Takeovers and Mergers |
Corporate Governance Statement and Directors' Responsibilities
Disapplication of Pre-Emption Rights, Notice of GM - 4 March 2021
Deferred Shares - Off-market Purchase Agreement - 24 August 2020
Buy-back and Cancellation of Deferred Shares, Notice of GM - 24 August 2020
New Articles of Association Adopted 13 April 2017
Proposed Subdivision of Share Capital and General Meeting & Form of Proxy – 28 March 2017
The Company's Ordinary Shares trade on AIM (London Stock Exchange). There are no restrictions on the transfer of any of the Company's AIM Securities.
The following Securities Information is extracted from the Company's Share Register.
| ORDINARY SHARE STRUCTURE AS AT 8 MARCH 2021 | ||
| ISSUED SHARE CAPITAL | 1,183,322,445 | Ordinary Shares of 0.01 pence each |
| TREASURY SHARES | Nil | |
| MAJOR SHAREHOLDERS - 3% AND ABOVE | Holding | % |
| Hargreaves Lansdown (Nominees) Limited 15942 | 90,397,852 | 7.64 |
| Interactive Investor Services Nominees Limited SMKTISAS | 89,886,108 | 7.60 |
| Interactive Investor Services Nominees Limited SMKTNOMS | 82,083,463 | 6.94 |
| JIM Nominees Limited JARVIS | 74,407,102 | 6.29 |
| Thomas Grant and Company Nominees Limited TGNOMS | 68,949,940 | 5.83 |
| Barclays Direct Investing Nominees Limited CLIENT1 | 66,441,978 | 5.61 |
| Hargreaves Lansdown (Nominees) Limited HLNOM | 59,956,083 | 5.07 |
| Aurora Nominees Limited 2288700 | 51,086,187 | 4.32 |
| Hargreaves Lansdown (Nominees) Limited VRA | 41,972,752 | 3.55 |
| HSDL Nominees Limited | 36,771,794 | 3.11 |
| DIRECTORS' SHAREHOLDINGS | ||
| Patrick Lyn Cheetham* | 12,641,471 | 1.086 |
| Donald McAlister | 2,937,609 | 0.248 |
| * includes 2,843,625 held by K E Cheetham | ||
| Percentage of shares not in public hands | 1.32 |
| WARRANTS |
| As at the date shown the Company has Warrants and Options outstanding of 50,253,846 with prices varying from 0.260 pence to 1.875 pence. |
| UK City Code on Takeovers and Mergers |
| As an AIM traded UK registered company, Tertiary Minerals plc is subject to the UK City Code on Takeovers and Mergers legislation. |